RG 225
Markets Disciplinary Panel practices and procedures
This guide was superseded on 7 August 2019 by reissued RG 216. .
In plain English
This guide explains how the Markets Disciplinary Panel makes decisions about market misconduct.
RG 225 outlines the Markets Disciplinary Panel’s procedures. It covers how the panel investigates and resolves market misconduct issues. This guide was superseded on 7 August 2019. It applies to anyone involved in markets regulated by ASIC.
Why it matters
If your business operates in regulated markets, understand how ASIC’s disciplinary panel functions. This helps ensure fair practices and reduces potential risks related to market misconduct.
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Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-225-markets-disciplinary-panel-practices-and-procedures/. Rules Mate indexes + summarises; always verify against the regulator's live publication.