RG 239

Retail OTC derivative issuers: Financial requirements (withdrawn)

This regulatory guide was withdrawn on 1 November 2012. See now RG 166 Licensing: Financial requirements.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-239-retail-otc-derivative-issuers-financial-requirements-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.