RG 239
Retail OTC derivative issuers: Financial requirements (withdrawn)
This regulatory guide was withdrawn on 1 November 2012. See now RG 166 Licensing: Financial requirements.
In plain English
This guide explained the financial requirements for firms issuing retail over-the-counter derivatives.
RG 239 was withdrawn on 1 November 2012. It provided guidance to firms issuing retail over-the-counter derivatives. It covered financial requirements. See RG 166 for current licensing requirements. It no longer applies.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-239-retail-otc-derivative-issuers-financial-requirements-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.