RG 246

Conflicted and other banned remuneration

Issued 21 November 2024. This guide is for Australian financial services (AFS) licensees and their representatives and other entities that must comply with the conflicted and other banned remuneration provisions in Divs 4 and 5 of Pt 7.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-246-conflicted-and-other-banned-remuneration/. Rules Mate indexes + summarises; always verify against the regulator's live publication.