RG 256

Client review and remediation conducted by advice licensees

Issued 15 September 2016. This guide sets out our guidance on review and remediation conducted by Australian financial services (AFS) licensees who provide personal advice to retail clients (advice licensees).

Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-256-client-review-and-remediation-conducted-by-advice-licensees/. Rules Mate indexes + summarises; always verify against the regulator's live publication.