Rules Mate

RG 259

Risk management systems of fund operators

Issued 6 October 2022. This guide is for Australian financial services (AFS) licensees that are responsible entities or corporate directors (fund operators).

In plain English

This guide explains how fund operators must manage risks to protect investors’ money.

RG 259 applies to Australian financial services (AFS) licensees acting as responsible entities or corporate directors. It details requirements for risk management systems. The guide was issued on 6 October 2022. It helps licensees meet their obligations under the Corporations Act.

Why it matters

If you operate a fund, this guide helps you demonstrate you're managing risks effectively. It’s important for maintaining investor confidence and meeting your legal duties.

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AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-259-risk-management-systems-of-fund-operators/. Rules Mate indexes + summarises; always verify against the regulator's live publication.