RG 269
Approval and oversight of compliance schemes for financial advisers (withdrawn)
This regulatory guide was withdrawn on 30 May 2023.
In plain English
This guidance explained how ASIC approved and oversaw compliance schemes for financial advisers.
RG 269 was withdrawn on 30 May 2023. It provided information for firms seeking approval as a compliance scheme for financial advisers. It also covered ASIC's oversight of approved schemes. It does not apply now.
Why it matters
Financial advisers and related firms should no longer refer to this guidance. It has been replaced by other relevant ASIC guidance.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-269-approval-and-oversight-of-compliance-schemes-for-financial-advisers-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.