RG 3
AFS Licensing Kit: Part 3 – Preparing your additional proofs
Issued 23 June 2022. This is a guide for applicants applying for an AFS licence or to vary their licence.
In plain English
This guide helps applicants preparing documents for an Australian Financial Services (AFS) licence or licence changes.
RG 3 applies to those seeking or changing an AFS licence. It details the additional proofs applicants must provide to ASIC. These proofs demonstrate compliance with licensing requirements. The guide was issued on 23 June 2022 and is regularly reviewed.
Why it matters
Accurate and complete documentation is vital for AFS licence applications. This guide clarifies what's needed, helping businesses avoid delays or rejection. It supports a strong compliance framework.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-3-afs-licensing-kit-part-3-preparing-your-additional-proofs/. Rules Mate indexes + summarises; always verify against the regulator's live publication.