RG 39
Licensed investment advisers: Security deposit (withdrawn)
This regulatory guide was withdrawn on 15 August 2023.
In plain English
RG 39 explained how investment advisers could hold security deposits. This guide is no longer current.
RG 39 provided guidance on security deposits held by licensed investment advisers. It was withdrawn on 15 August 2023. This guide is no longer applicable. Refer to other ASIC guidance for current requirements relating to investment advisers.
Why it matters
If you were previously relying on RG 39 for security deposit practices, review ASIC’s current guidance. Ensure your practices now align with current requirements for investment advisers.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-39-licensed-investment-advisers-security-deposit-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.