RG 5
Relevant interests and substantial holding notices
Issued 27 March 2024. This guide is for investors who acquire an interest in the securities of a company or managed investment scheme, and their advisers.
In plain English
This guide explains when investors must notify companies about their ownership interests in securities.
RG 5 applies to investors and their advisors. It details requirements for notifying companies about relevant interests and substantial holdings in securities. The guide was issued on 27 March 2024.
Why it matters
If your business issues shares, understand your obligations. Investors must disclose significant ownership. This ensures transparency and prevents market manipulation.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-5-relevant-interests-and-substantial-holding-notices/. Rules Mate indexes + summarises; always verify against the regulator's live publication.