Rules Mate

RG 64

Failure to lodge documents

Issued 21 January 2000. Previous version: Superseded Policy Statement 64 [SPS 64].

In plain English

RG 64 explains ASIC’s approach when companies fail to lodge required documents, like annual statements.

RG 64 was issued on 21 January 2000, superseding SPS 64. It outlines ASIC's actions when companies don't lodge documents. This applies to companies and financial service providers. ASIC considers the reasons for the failure and the company’s history. They may issue directions or take enforcement action.

Why it matters

Failing to lodge documents can trigger ASIC intervention. This can impact your business’s reputation and operations. Ensure your processes are robust to meet your lodgement obligations.

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AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-64-failure-to-lodge-documents/. Rules Mate indexes + summarises; always verify against the regulator's live publication.