Rules Mate

RG 70

Prospectuses for cash box and investment companies

Issued 2 June 1999. This guide explains how ASIC will apply s1022 where the issuer of a prospectus has not formulated or has only partially formulated an investment plan.

In plain English

RG 70 explains ASIC's approach when a cash box or investment company's investment plan is incomplete.

RG 70 was issued on 2 June 1999. It applies to issuers of prospectuses for cash box and investment companies. It details how ASIC will apply section 1022 when an investment plan is missing or incomplete. This guide helps ensure investors receive adequate information.

Why it matters

If your company issues prospectuses, RG 70 is relevant. It ensures you provide a complete investment plan, protecting investors and reducing potential compliance issues.

afslaclfundraisingconsumer-protectionfinancial-advice

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-70-prospectuses-for-cash-box-and-investment-companies/. Rules Mate indexes + summarises; always verify against the regulator's live publication.