RG 73
Continuous disclosure obligations: Infringement notices
Reissued 31 October 2017. This guide is for anyone who is subject to continuous disclosure obligations, including listed and unlisted disclosing entities.
In plain English
This guide explains infringement notices for breaches of continuous disclosure obligations.
RG 73 explains continuous disclosure obligations. It applies to listed and unlisted disclosing entities. It was reissued on 31 October 2017. It details how ASIC may issue infringement notices for breaches.
Why it matters
If your business is a disclosing entity, understand your continuous disclosure obligations. Failure to comply can lead to infringement notices. This guide helps you meet your legal responsibilities.
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Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-73-continuous-disclosure-obligations-infringement-notices/. Rules Mate indexes + summarises; always verify against the regulator's live publication.