RG 78
Breach reporting by AFS licensees and credit licensees
Issued 19 December 2023. This guide is for Australian financial services (AFS) licensees and Australian credit licensees (credit licensees).
In plain English
This guide explains how AFS and credit licensees must report breaches of their obligations to ASIC.
RG 78 applies to Australian financial services (AFS) licensees and Australian credit licensees (credit licensees). It outlines requirements for reporting reportable situations. Reportable situations involve breaches of financial or credit laws. The guide was issued on 19 December 2023.
Why it matters
If you're an AFS or credit licensee, you must report certain breaches. Failing to do so can impact your obligations and reputation. Understand your reporting duties to maintain compliance.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-78-breach-reporting-by-afs-licensees-and-credit-licensees/. Rules Mate indexes + summarises; always verify against the regulator's live publication.