RG 79

Research report providers: Improving the quality of investment research

Issued 10 December 2012This guide is for Australian financial services licensees who are research report providers. It is directed towards providers of research on investment products—known variously as research analysts, securities analysts or research houses—and the research reports they provide.

Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-79-research-report-providers-improving-the-quality-of-investment-research/. Rules Mate indexes + summarises; always verify against the regulator's live publication.