RG 90
Example Statement of Advice: Scaled advice for a new client
Issued 7 December 2017. This guide is for Australian financial services (AFS) licensees, authorised representatives and advisers who give personal advice to retail clients.
In plain English
This guide shows how to provide scaled advice to new retail clients. It includes an example Statement of Advice.
RG 90 applies to Australian financial services (AFS) licensees, authorised representatives, and advisers. It provides an example of a Statement of Advice for a new client receiving scaled advice. The guide was issued on 7 December 2017.
Why it matters
Financial advisers can use this guide to ensure they are providing scaled advice appropriately. This helps meet regulatory obligations and maintain client trust.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-90-example-statement-of-advice-scaled-advice-for-a-new-client/. Rules Mate indexes + summarises; always verify against the regulator's live publication.