RG 98

ASIC’s powers to suspend, cancel and vary AFS licences and make banning orders

Issued 17 November 2022. This guide is for AFS licensees, their representatives, and advisers.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-98-asic-s-powers-to-suspend-cancel-and-vary-afs-licences-and-make-banning-orders/. Rules Mate indexes + summarises; always verify against the regulator's live publication.