Rules Mate

Comply with Australian Auditing Standards (ASA)

Auditors must conduct audits per ASA — Aus equivalent of ISA, with Aus additions.

highcurrentongoingCriminal liability

Who must comply

Registered Company Auditors conducting audits.

What triggers it

Conducting a Corporations Act audit.

When due

Per audit engagement.

Evidence required

Audit working papers; engagement letter; independence assessment; quality control evidence.

Max penalty

RCA registration consequences; civil + criminal under s 1289

Summary

AUASB Australian Auditing Standards (ASA) apply to audits of Australian financial reports. Aligned to International Standards on Auditing (ISA) with Australian additions. Failure to comply attracts ASIC compliance action against RCAs.

Enforced by

Source legislation

Industries

Topics

auditorasa

Related obligations

Frequently asked questions

Who must comply with Australian Auditing Standards (ASA)?
Registered Company Auditors conducting audits.
What triggers Australian Auditing Standards (ASA)?
Conducting a Corporations Act audit.
When is Australian Auditing Standards (ASA) due?
Per audit engagement.
What is the maximum penalty for Australian Auditing Standards (ASA)?
RCA registration consequences; civil + criminal under s 1289
What evidence is required for Australian Auditing Standards (ASA)?
Audit working papers; engagement letter; independence assessment; quality control evidence.

Source: https://auasb.gov.au. Rules Mate is not a law firm. Always verify against the live regulator source before acting.