Enforcement/asicCWLTH

ASIC v AMP Financial Planning (fees for no service)

[2020] FCA 1466

civil penalty12 Oct 2020Penalty $5.30M

Respondent

AMP Financial Planning Pty Ltd

Facts

AMP Financial Planning charged ongoing service fees to over 1,500 customers despite being aware that no services were being provided. Conduct emerged through the Hayne Royal Commission.

Outcome

Federal Court imposed $5.175M civil penalty + $4.5M class action settlement; AMP refunded $200M+ across the group.

Read the source

https://asic.gov.au/about-asic/news-centre/find-a-media-release/

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