Enforcement/asicCWLTH

ASIC v Cassimatis (Storm Financial)

court judgment21 Aug 2015

Respondent

Storm Financial Ltd + Emmanuel + Julie Cassimatis (directors)

Facts

ASIC alleged directors breached duty of care + diligence (s 180) by causing AFSL to provide inappropriate advice to vulnerable clients.

Outcome

Court found contraventions; pecuniary penalties + 7-year disqualifications.

Read the source

https://asic.gov.au/about-asic/news-centre/find-a-media-release/

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