INFO 91
Who can be an authorised representative of an AFS licensee
This is Information Sheet 91 (INFO 91). An Australian financial services (AFS) licensee may appoint ‘authorised representatives’ to provide specified financial services on its behalf.
In plain English
INFO 91 explains who an Australian Financial Services (AFS) licensee can appoint as an authorised representative.
INFO 91 outlines the requirements for appointing authorised representatives. AFS licensees can appoint individuals or corporate authorised representatives. They must meet certain criteria. The licensee remains responsible for the representative’s actions. This information sheet provides guidance on suitability and obligations. It was last updated by ASIC in December 2023.
Why it matters
If your business is an AFS licensee, understand who you can appoint as an authorised representative. This ensures compliance and protects your business from potential liability for their actions.
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Source: https://www.asic.gov.au/for-finance-professionals/afs-licensees/appointing-and-ceasing-an-afs-authorised-representative/who-can-be-an-authorised-representative-of-an-afs-licensee/. Rules Mate indexes + summarises; always verify against the regulator's live publication.